10th Annual Focus Event on Registrant Regulation Conduct & Compliance

Be on top of Cybersecurity, Best Interest Standards, Fintech and CMRA’s Reforms. Are you ready?

This is the largest Canadian event focused on compliance solutions for registrants. The 2017 event features 30+ industry experts including over 5 regulators, 7 panels, 2 breakout sessions and 10+ hours of networking. Don’t miss our EXCLUSIVE Q&A session with the top regulators.

The Canadian registrants’ regulatory landscape is quickly changing. Compliance experts will provide you with the regulatory updates and best practice tips to stay on top of the regulatory changes.

Take back strategies to:
• Improve your compliance culture
• Enable your Fintech strategy
• Implement AML amendments
• Perfect your reporting under CRM2
• Protect against cyber threats

We currently have industry leaders from the OSC, AMF, BNY Mellon Wealth Management, Scotiabank, IIAC and many more