9th Annual Focus Event on Registrant Regulation Conduct & Compliance

Dates

April 27-28 2016

City

Toronto, Ontario, Canada

Location

Sheraton Centre Toronto

Postal Code

M5H 2M9

Contact Name

Melanie Raffa

Local Phone

416-944-9200

Tollfree Phone

1-866-298-9343

Email

raffa@strategyinstitute.com

Website

Home

Summary

The Event in Numbers:
-25+ Industry Leaders Speaking
-14 Interactive Sessions
-9+ Hours of Networking
-4 Provincial Regulators
-2 Specialized Breakout Sessions

Topics

Regulatory Updates | Avoiding Cyber Attacks | Enhancing Dispute Resolution | Fee Reform + MORE

Main Body

This is Canada’s Top Event for ensuring you achieve compliance excellence. Join regulators, compliance executives, industry stakeholders and legal experts as they work together to overcome compliance obstacles. DON’T MISS: An EXCLUSIVE Q&A Session with top regulators: OSC, AMF, ASC & BCSC. Make sure you are on top of what’s to come.

Schedule

Featured Speakers:
• Debra Foubert, Director Compliance & Registrant Regulation, Ontario Securities Commission
• Sophie Jean, Director, Supervision of Intermediaries, AMF
• Lynn Tsutsumi, Director, Market Regulation, Alberta Securities Commission
• Mark Wang, Manager, Legal Services, Capital Markets Regulation, British Columbia Securities Commission
• Rhonda Goldberg, Vice President Regulatory Affairs, IGM Financial
• Richard Livesley, Director, Strategy & Planning Global Information & Technology Risk Management, BMO

Organizer

Organizer

Strategy Institute

Address

401 Richmond St. West Suite 401, Toronto, Ontario Canada M5V3A8

Phone

416-944-9200 Ext. 206

Email

nicole@strategyinstitute.com

Website

www.strategyinstitute.com